We built this specifically to help close gaps. It includes:
✅ The Full 30-Point Checklist (covering key FCA requirements).
✅ The Gap Tracker and Remediation Workflow (what to write/do when you find an error).
✅ Colour-Coded Scoring (so you can see your risk level instantly).
✅ Paraplanner Work Sample Review Sheets (to catch errors before they reach the client).
The Math is Simple: External compliance audits cost thousands of pounds per year. This template is a one-time investment that pays for itself by preventing just one minor fine.